PANIC,
SEEKING and PLAY in Psychotherapy
In
the second of a series of articles on the relationship between neuroscience
and psychotherapy, Roz Carroll looks at the usefulness of Jaak Panksepp’s
description of ‘emotional operating systems’ for thinking about dynamics in
the therapeutic process.
To psychotherapists
working with the complex dynamics of the human psyche, it may seem that ethology,
the study of animal behavioural biology, lacks the material and means to provide
us with insight into the intricacies of the therapeutic process. But in a
new era of interdisciplinary thinking, the work of Jaak Panksepp, a neurobiologist
and psychiatrist, provides real food for psychotherapeutic thought. Indeed,
when he spoke in July at the Institute for Arts in Education and Therapy,
there was a substantial turn-out and an enthusiastic response from the audience
of psychotherapists. Panksepp makes rigorous use of ethology, experimental
psychology and neuroscience to elucidate deep organisational principles of
human behaviour. Here, I want to outline some of his conclusions, extrapolating
them into and exploring their relevance to the clinical context.
Intrinsic
potentials
In his landmark
work, Affective Neuroscience, Panksepp maps out seven specific neural
circuits and integrated cognition/affect /behaviour patterns which he calls
‘emotional operating systems’. (He capitalises the names of the systems to
distinguish their precise usage from the ordinary uses of ‘fear’, ‘rage’,
‘play’etc) He regards these not as drives per se but as regulatory mechanisms
emerging from the intrinsic potentials of the nervous system as it has evolved
in all mammals. Panksepp reframes basic questions about instincts by looking
closely at their function in other mammals and its adaptation during evolution.
The advantage of drawing on animal research – as a complement to other sources
of information - is that the core structure of the brain is very similar across
species: the main difference is in the outer newer layer, the neo-cortex which
is significantly more developed in human beings. Whilst human behaviour is
very complex, because our enlarged cortex facilitates inhibition, manipulation
and elaboration of basic instincts, in mammals these underlying structures
- mating, nurturing, defending territory, etc - are explicit observable activities
within a relatively predictable range. The neural circuits and neurochemistry
which underpin and correlate with these fundamental behaviours in mammals
are closely paralleled in human neurobiology, despite the modification and
complications of language, and social and cultural learning.
Drawing on a wide
range of sources, Panksepp has put together information identifying seven
‘emotional operating systems’, but the story will undoubtedly not stop here.
It is very early days in the history of affective neuroscience. In his book
– possibly the best introductory textbook to the field -there are chapters
considering each system in depth with good diagrams and brief summaries of
evidence from research, discussing the implications and the provisional conclusions
to be drawn. It is important to state that his formulation of connections
between neurochemistry, affect and behaviour are made with due sensitivity
to complex issues of socialisation. Panksepp is a serious scientist with
a well-developed humanism, not a populist or an apologist for a crude biologism.
He admits concern that :
I
am trying to impose too much linear order upon ultracomplex processes that
are essentially ‘chaotic’ (in the mathematical sense of nonlinear dynamics)
[…]
The
basic emotional operating schemes may act as “strange attractors” within widespread
neural networks that exert a certain type of ‘neurogravitational force’
on
many ongoing activities (Panksepp: 3)[i]
The fundamental
obstacle to integrating the rapidly-evolving neuroscientific data in psychological
models is that it has in the past been used in quite a reductionist manner,
with models generated from statistics which cannot capture enough variation,
dynamic and complexity. But now that complexity has a sound theoretical framework
in science, there have been great leaps in understanding the intricate interdependence
of biology and environment. (Carroll 2002, Schore 1994, 2001) Panksepp gives
repeated examples of this complex relationship: often certain neurochemicals
are initially required to stimulate certain behaviours, which, once learned,
and therefore internalised in the body-brain micro-structure can then be reactivated
from memory without necessarily requiring the presence of neurochemicals.
For example, a first time mother needs the presence of oxytocin (the key neurochemical
involved in bonding) to establish a nurturing connection with her infant.
Once this behaviour is learned, the active presence of oxytocin is not required
for nurturant behaviour, including with subsequent new babies.
Oxytocin is turning
out to be critically involved in the establishment and maintenance of social
bonds – its involved in sex, birth, and social contact, and there are much
higher levels of it in women than men. A surge of oxytocin (such as accompanies
orgasm and breastfeeding) is correlated with deep feelings of contentment
and love. But it still depends on the actual social environment to make it
relevant – putting oxytocin directly into rat brains doesn’t make them happier
unless there are other rats to play with.
What goes wrong
with the emotional operating systems designed to maximise an optimal human
life (in evolutionary terms) is territory not covered in depth by Panksepp.
(In contrast, Allan Schore’s work on trauma and the regulatory function of
attachment relationships is beginning to give us a deeper understanding
of how complex neurochemistry with a particular developmental timetable, can
go seriously awry. When developmental needs are not met, the dysregulation
of ‘body-brain-mind’ organisation has serious life-long mental and physical
health implications (Schore 2000: 40, 1997 ). But what Panksepp evokes so
well is the vividness and potency of basic drives, and the relentless trajectory
towards realization of what in essence is homeostatic balance, when the organism
feels right in relation to its environment..
I find this way
of thinking useful in understanding both what makes therapy work, and how
it fails. Psychotherapy needs to engage these intrinsic potentials in a manner
which enables them to come into focus in a relationship where they can be
felt and understood. Although this is not Panskepp’s emphasis, other interdisciplinary
work on attachment shows very clearly the role of (internalised) relationship
in modifying, elaborating and making conscious sense of feelings. The difficult
task of therapy is captured in the idea that an emotional operating system
has to be activated – it has to be ‘live’ and ‘real’ in order to be explored
on a variety of interrelated levels (what Panksepp calls ‘supervenience’ –
the linkage between levels of organisation). Where there are developmental
failures, and consequent interconnected breakdowns in regulating systems
and complex compensatory defences, it is hard to evoke the spontaneous life-affirming
responses that are the gift of good health. What is also tricky is that these
basic emotional operating systems are embedded in sub-cortical structures:
when they are over-activated, thinking (ie processing at the cortical level)
is often inhibited. At these moments, the therapist’s function as an ‘auxilliary
ego’ is very important.
These emotional
operating systems can be divided into the primordial set – FEAR, RAGE, and
SEEKING – basic to survival; and the social set – LUST, PANIC, CARE and PLAY
which are characteristic of mammals, which depend on the creation and maintenance
of social bonds for survival. Any of these systems can be activated on a spectrum
from raw and primitive means and ends to highly elaborate abstract expressions
of the human spirit, depending on the complex interactions between systems,
and the internalisation of values. These reflect the individuals history,
and the chemistry literally embodies the object relations.[ii]
The
SEEKING system
Whilst some of
these categories are predictable, others radically re-formulate our established
categories of affect with surprising implications. Most fascinating to me
is the SEEKING system, its name chosen after much debate because it has also
been conceived as a reward system (but has subsequently found that it is not
the possibility of reward per se that stimulates it), as anticipation, and
it is manifest in states of curiosity, excitement and pursuit. Its prototype
is foraging behaviour, the search for resources – food, shelter, a mate etc.
Its chemistry is characterised by dopamine, a neurotransmitter described as
the ‘power switch’ because it turns on, energising and invigorating the individual
in relation to their environment. Dopamine is similar in chemistry to cocaine,
and it has the same effect on the individual – creating states of high arousal
and focus. In animals it is quickly spotted : sniffing and persistent forward
locomotion are indicators of the SEEKING system in action. Dopamine is linked
with the pleasure of discovery, and the drive to formulate meaning and causality
via spontaneously active associative networks.
Dopamine appears
to be discharged during REM sleep and dreaming, suggesting that dreams are
linked with the SEEKING function. Other dream phenomena, such as the startle
reflex, are also linked with the physiology of orientation. (Hunt) As with
each of these systems, they operate across a spectrum from the immediate and
concrete, eg looking in the fridge when you are hungry, to much more elaborate
needs such as a sense of where we are ‘going’ on all levels, in which dreaming
plays a role). Dysregulation of the SEEKING system leads to an excess of
meaning-making with a tendency to confirmation bias – manic activity which
is ungrounded and unstable. Paranoid schizophrenia is characterised by excessive
dopamine activity, and anti-psychotic drugs work by reducing dopamine activity
at specific receptors, thereby inhibiting both the negative and positive behaviours
of the SEEKING system. (Panksepp: 162)
The SEEKING system
is critical for survival – when new resources are needed, it provides the
motivation and force to keep going, to move forward, to follow the scent.
It engages the frontal cortex which is involved with ‘fore’ thought, planning,
and expectancy. Without the activation of this system, there is a lack of
hope – we feel flat, or stuck in a process of mourning which knows no end:
the SEEKING system strongly activates the cortex, whereas intense grief can
close it down. Investigation of this neurobiological system, can help us
understand why we are driven to search for meaning in psychotherapy (and elsewhere)
and why its elaboration is so intrinsically satisfying, quite apart from the
benefits to be gained from insight. Psychotherapy depends on the SEEKING system:
it holds out the possibility of sense, meaning, self-discovery; it plays a
key role in learning and making connections. For the client in despair of
getting any help from psychotherapy, it may be the awakening of curiosity which provides initial and continued motivation for coming. Freud’s cocaine
use, his interest in dreams, his whole drive to investigate the unconscious,
shows him very much consumed by the phenomena of SEEKING..
But the over-activation
of the SEEKING system can be a trap. If therapist and client get seduced by
the process of exploring and making links, without attending enough to the
shadow side of seeking (frustration, disappointment, lack) in the relationship,
therapy may border on the self-indulgent. It can act in the service of denial,
simply by re-orienting attention away from what is painful. Dopamine creates
a sense of empowerment, it’s the high that accompanies the idea of starting
again – leaving the job/partner/therapist who is not satisfying. It’s the
visionary chemical of the positive thinking proactive you-can-heal-your life
feeling – obviously open to be used for highly constructive change as well
as ‘this time it’ll be different’ or ‘creating your own reality’. Although
SEEKING can be used in the service of relationship, it can also be highly
self-sufficient and potentially obsessive. Dreaming, investigating, pioneering,
journeying - activities which don’t need an other, which in fact generate
extraordinary amounts of pleasure and satisfaction that can lead away from
social contact, are the hallmark of SEEKING. So there is a delicate balance
to strike between its riches and its diversions.
The SEEKING system
is often strongly activated by a perceived threat to survival. I associate
it with an experience common to clients whose history includes abuse, violence
and neglect: it’s a revving up, a sudden strong impetus to move or act, or
to speak in a determined manner, with a strong disavowal of a relationship
or context which is facing them with overwhelming feelings of distress and/or
rage. The client feels a sense of positive motivation and challenging them
to think about the conflicts in the relationship – often the therapeutic relationship
– can feel like an attack, as if the therapist is trying to take away something
good (ie acting out of envy, or a need to control). The SEEKING system may
be part of the mind-brain-body make up of narcissism and grandiosity.
PANIC
and PLAY
PANIC is the name
given to separation-distress which is part of the attachment system. Attachment
is the emotional operating system which has been most thoroughly explored
by psychologists and psychotherapists, and its role in regulating affect has
been extensively theorized especially in the work of Allan Schore.(Schore
2001) Schore in fact makes a closely argued case for the attachment relationship
in humans being the overarching regulator of affects, thus implicitly placing
attachment in a hierarchical relation to the spectrum of emotional operating
systems. (Schore 1994)
In Affective
Neuroscience Panksepp doesn’t locate the PANIC system in relation to the
now fairly extensive body of attachment theory, but his neurochemical-ethological
emphasis highlights some fascinating details. He points out that this system
is crucially linked to respiratory and vocalization circuits. As he puts it,
we are wired to cry and wail when we feel abandoned. In body psychotherapy,
the chronically held diaphragm is recognised as constricting breathing in
a defence against a deeper out-breath which would release the separation cry.[iii] This correlates with another phenomena that
is very familiar in therapy : the importance of crying and of voicing with
feeling. Though this can’t bring back what is lost, the powerful communication
of sadness and separation distress completes an intrinsic neurophysiological-emotional
cycle, often allowing the client to breathe more fully afterwards and to relax
and feel held. The PANIC system is fundamentally bound up with abandonment,
mourning and loneliness. It is closely linked to the perception of pain as
well – contact comfort releases opiates which soften pain. Separation, on
the other hand, rapidly diminishes the supply of opiates, leaving the individual
with very real ‘withdrawal’ symptoms facing the agonizing feeling of abandonment
and loss.
The PANIC system
can be correlated with what might be clinically termed depressive anxiety,
wheareas paranoid anxiety is related to the FEAR system. This system was initially
identified by Walter Cannon who named it the ‘fight or flight’ reflex (to
which has been added the ‘freeze’ response). It is now established that there
are two circuits for fear: the long one which takes information about stimuli
and associates it to a time and place (hippocampus) and also makes it available
for conscious reflection (cortex); and the short circuit which goes from stimuli
to response bypassing the sense-making structures. Research into the amygdala,
the key locus in the brain involved with fear, has led to significant advances
in understanding trauma, memory, psychopathology and chronic pain. (Rothschild,
Scaer, Schore 2002)
Panksepp details
the neurological and neurochemical structures involved in the emotional operating
systems, linking these with cognitive and behavioural aspects. All these systems
have prototypical physical gestures, stances, and facial expressions, which
are both action oriented and have a deep communicative function. Movement
therapists, body psychotherapists and psychodrama therapists in particular
can quickly identify by observing the body which system has been activated
or is chronically inhibited. One basic premise of these therapies is that
support to enter the world of a gesture, to fully take the stance, or explore
a strong facial expression or sound can help embody a feeling by re-stimulating
the activation of a circuit. There is in fact an emotional operating system
which naturally specialises in this, and Panksepp calls it PLAY.
The PLAY system,
he is quick to clarify, points first towards active physical engagement and
improvisation and only secondly towards symbolic or fantasy play. The rough
and tumble play exhibited by all healthy young mammals facilitates the learning
of physical and social skills. It engages the parts of the brain linked to
somatosensory information processing and convergence. It enables us to find
the limits and possibilities in our behavioural repertoire, and I suspect
that it plays a critical role in helping establish good clear flexible boundaries
and a good sense of others’ boundaries as well. It is important in creating
and reinforcing group rapport, building on the foundations of good early attachment
relationships Its hallmark is laughter – often initiated by tickling, or its
verbal equivalent, ‘ribbing’.
PLAY comes into
operation only when basic needs have been met – until that point other instincts
predominate, and I wonder in fact if PLAY also developed at an evolutionary
later date, because it is highly sociable and has a highly integrative function.
It is characterised by unpredictability and spontaneity – this means that
it is terribly hard to fake, and depends on the other(s) even more than attachment.
Attachment rituals – often addictions – attempt to stand in for the attachment
process. PLAY requires the unexpected and is therefore harder to self-generate.
You cannot tickle yourself! (This is not to say that the PLAY system can’t
be used defensively to ward off ‘heavy’ material)
PLAY is integrative
because it engages parts of the brain involved with reframing in terms of
another – it is cross-modal, synergistic, synaesthetic (combining the senses).[iv] It suggests the possibility of differentiating
imagination (the bringing together of sensory elements for its own sake) from
delusion (the drive to project when the SEEKING system is uncoupled with reality
testing). In PLAY it seems that experimentation - a motor-sensory, intersubjective
process - strongly correlated with feelings of joy and safety is its own
raison d’etre. PLAY may be involved in facilitating transitions between states,
making primordial feelings bearable. Much of Trevarthen’s work on intersubjectivity
captures the sense of this PLAY system in the sense of contingent responsiveness
and immediate expressive involvement with emotional drama around them. Much
more research needs to be done to understand the interrelationships between
systems, but so far the neurochemistry suggests that PLAY and SEEKING are
complementary systems, Whereas REM sleep (related to the SEEKING system) has
a role to play in organsising affective information, PLAY seems to exercise
the motor subroutines – the trying out in action – of the same information.
Panksepp suggest that PLAY may be the daytime version of dreaming.
Therapies which
actively utilise experimentation (Gestalt) or active imagination (Jungian
analysis, psychosynthesis) may be particularly adept at engaging this system.
Its spontaneous arrival in therapy is usually a sign that the client feels
more securely attached. Its also part of the healing process of ‘just being’
– ie the benefit that comes from therapy which is not about ‘insight’ or ‘working
through’ necessarily but about the capacity to be with another without either
party having an agenda.
The other emotional
operating systems in Panksepp’s model are LUST, CARE (which is to do with
nurturance) and RAGE. The research on gender and sexuality (LUST) is fascinating
but beyond the scope of this article. RAGE is the poor relation in this study
– very little in the way of radical new insight has emerged to help us understand
it more deeply. Rage is provoked in mammals by frustration, invasion and competition.
To go beyond the detail of identifying basic emotions, affective neuroscience
has to get to grips with how these systems impact on each other and interrelate.
I suspect that the failure of any of the systems to fulfil itself (PANIC,
PLAY, SEEKING, LUST, CARE, FEAR) could generate the frustration that underlies
RAGE. The RAGE system comes into operation at the limits we encounter in life.
For animals this rage is sparked by physical restraint, territorial invasion;
for humans the constraints are extremely complex and pervasive – social, economic,
environmental, whilst at the same time we have the imagination, awareness
and desire for more. Interestingly RAGE activates the cortex more strongly
than other systems, and whilst it can be destructive in its ferocity, it can
be the catalyst which is the driving force for creative change.
Roz Carroll is a body psychotherapist and trainer at the Chiron Centre for Psychotherapy,
where she leads a post-graduate seminar called ‘The New Anatomy: Exploring
the Mind in the Body’, which brings together neuroscience, body psychotherapy
and psychoanalysis. In a series for Confer, ‘Emotion and Embodiment’, she
introduces the work of Trevarthen, Schore, Damasio, Panksepp, Solms and others
and looks at its relevance to psychotherapeutic practice.. Details www.thinkbody.co.uk
.Abrams, D (1997) The Spell of the Sensuous: perception and language in a more than human
world (Vintage, London)
Carroll, R (2001)
‘The New Anatomy; an exploration of the body systems integrating neuroscience,
psychotherapy and psychonalysis’, http://www.thinkbody.co.uk
Carroll (2002)
‘On the border between Chaos and Order’ in ed. Corrigall, J & Wilkinson, Revolutionary Connections: a new relationship between neuroscience and
psychotherapy (Karnac)
Hunt, H (1989) The Multiplicity of Dreams: Memory, Imagination and Consciousness (Yale)
Panksepp, J (1998)
Affective Neuroscience: The foundations of human and animal emotions (Oxford
University Press)
Rothschild, B
(2000) The Body Remembers: The Psychophysiology of Trauma and Trauma Treatment (Norton, London)
Scaer, R (2001)The
Body Bears the Burden: Trauma, Dissociation and Disease (Haworth, New
York)
Schore, A (1994) Affect Regulation and the Origin of the Self (Lawrence Erlbaum, Hove)
631.
Schore, A. (1997)
Early organisation of the non-linear right brain and development of a predisposition
to psychiatric disorders’ Development and Psychopathology 9 (1997)
595-
Schore, A. (2000)
‘Attachment and the Regulation of the Right Brain’ Attachment and Human
development vol 2, no 2
Schore, A (2001)
The American Bowlby’: Interview with Allan Schore www.psychotherapy.org
Trevarthen, C
& Aitken, K.J. (2001) ‘Infant Intersubjectivity: research, theory and
clinical application’ Journal of Child Psychology and Psychiatry vol
42, no 1 pp3-48